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Saturday, December 09, 2006

Coming to Grips with Ellul

Reading Jacques Ellul is at once liberating and frustrating: liberating because The Technological Society offers penetrating insights into not only modern technical society, but specific intellectual habits. It is frustrating because of his obscure language—what we now affectionately deem Ellulian. His overarching concept of technique is the first stumbling block, not the least because it translates poorly into English. French has many cognates—words similar to their English counterparts—but in this case it might be what is called faux ami. In a word: misleading.

Also misleading are the darker aspects of his work—and his reputation as a “doomsayer.” Any realistic assessment of the human costs of industrialization, technology, and modernity is bound to be bleak. But simply calling attention to facts and realities that make us uncomfortable does not mean we are doomed. Ellul does not, according to Menninger, seek “to show why we must be condemned to a living hell but rather to recall to us our responsibility for ourselves as human beings.” Rather than making us the victims of fate, he places fate back in our hands. A solution to the technical dilemma, however, does not appear anywhere in the book. This refusal to provide a technical solution to a technical problem, while consistent with his thought, may strike some as slightly disturbing.

The subtitle of the original French volume, L’enjue du siècle, indicates that humanity in the twentieth century put all its hope in technology—an aspiration that found its ultimate expression in the ethos of Star Trek. But the technological paradise is nothing more than a cage, according to Ellul, and the closer the interaction between man and machine, the more man comes to resemble a machine. Thus, technique extends even to non-technical pursuits, such as education, law, religion, and so on. In the end, it is a form of idolatry.

The Meaning of Technique

The best way to overcome the definitional obstacle may be to provide an assortment of definitions, as well as an anti-definition—that is, explaining what is not technique. In his Note to the Reader for the English translation, Ellul writes:

The term technique, as I use it, does not mean machines, technology, or this or that procedure for attaining an end. In our technological society, technique is the totality of methods rationally arrived at and having absolute efficiency (for a given stage of development) in every field of human activity. Its characteristics are new; the technique of the present has no common measure with that of the past.

The phrases “rationally arrived at” and “absolute efficiency” signify the core of his meaning, although “totality of methods” is a bit of a red herring. The final sentence is especially revealing—it indicates a qualitative shift, a dramatic break from previous technical history. Technique has always been with us, true, but its present configuration is something dangerous and monstrous.

In the search for origins, mathematics, science, and primitive technology provide the most obvious source points. When studying mathematics, for example, one soon recognizes that the key to success lies in procedures and formulae. Moreover, mathematical study engenders a certain mode of thinking—rational and logic based—that both arises from and forms the root of procedure and formulae. It is my assertion that this “mode of thinking” gets us closer to Ellul’s meaning.

Leslie Sklair points out, “The term technique rather than technology is used for the good reason that technique includes technology and other phenomena besides. It is generally agreed that ‘technological order’ is closer to the meaning of technique and it is in this wider sense that Ellul intends it to be understood.”

Science may also be thought of as an expression of technique since the discipline rests upon ordered thinking. However, “by [Ellul’s] statement that ‘science has become an instrument of technique,’ it is clear that he subsumes both science and technology, defined simply as the applications of science (directly and indirectly), under his sociology and philosophy of technique.” Thus, technique divorces pure science (research for the sake of knowing) from applied science, with the threat of eliminating the former altogether. According to Ellul:

Such is the dilemma of the researcher today. Either he allows his findings to be technologically applied or he is forced to break off his research. Such is the drama of the atomic physicists who saw that only the laboratories at Los Alamos could provide them with the technical instruments necessary to the continuation of their work. The state, then, exercises a very real monopoly, and the scientist is obliged to accept its conditions.

A more recent example is that of the Superconducting Supercollider (SSC)—a $5 billion particle accelerator which was scheduled to be built in Texas during the 1990s. Such a device would be capable of mapping out the structure of matter in spaces a hundred thousand times smaller than the diameter of a proton and producing energies equivalent to those in the big bang. The SSC would cost about $250 million per year to operate, an expense that Morris rhetorically challenges: “Whether the expense is justified is a question that could be argued endlessly. The manner in which we answer it is likely to depend upon the value that we place on knowledge for its own sake.”

Technique would deny the right of such an impractical apparatus to exist at all, and indeed, funding for the SSC was discontinued by Congress during the late 1990s. Apparently, knowledge for its own sake has little value. This is why Ellul argues that technique is focused only on means, rather than ends. Or to put it another way, means becomes an end-unto-itself. Hence, the purpose of solving an equation is not to get the correct answer, but to utilize the correct procedure. This is reflected in Information Technology: for all the computational powers of a computer, a simple mistake—such as uppercasing or lowercasing a single letter—can render the machine helpless. The human eye catches the mistake instantly and compensates. But this shows one dangerous limitation of technique: its blindness.

In the Foreword to Ellul’s book, Robert K. Merton writes, “Technique refers to any complex of standardized means for attaining a predetermined result. Thus, it converts spontaneous and unreflective behavior into behavior that is deliberate and rationalized.” Richard Meier defines it as “generalized public knowledge” of a technical nature. Here, technique is firmly rooted in thinking and acting—that is, in human agency—and is not simply a by-product of technology. The culprit is a specific kind of thinking and acting that is methodical, contrived, and above all, self-aware. Again, “The Technical Man is fascinated by results, by the immediate consequences of setting standardized devices into motion… he is committed to the never-ending search for ‘the one best way’ to achieve any designated objective.” The “one best way,” otherwise known as absolute efficiency, is noteworthy for its single-mindedness. In one stroke all moral concerns—such as the toll extracted from human beings—are jettisoned, along with the likelihood of innovation, experimentation, and imagination.

Consider the auto industry, for instance. Henry Ford revolutionized car manufacture with the assembly line, a move that simultaneously reduced costs and increased productivity. Rather than producing a dozen cars per day (pre-assembly line), a Ford plant could produce hundreds. The only problem with this stroke of genius was its effect on workers. A Taylorized work force demanded that intelligence be divorced from job performance: workers were to perform rote tasks, within strict time limits, repetitiously. Absolute efficiency requires that men themselves become mechanisms—the more machine-like, the better. And the less actual thinking they do, the better. This had deleterious effects on labor, of course, and Ford was eventually forced to make adjustments.

Merton’s statements above also provide us with an anti-definition: what is not technique. Whatever is spontaneous, intuitive, or indeterminate in human thinking and behavior is antithetical to technique. Non-technique, according to Meier, “…includes all those social transactions that could have been completed without the intervention of generalized public knowledge, of modern artifacts, or the associated agencies.” The realm of imagination and inspiration, from which springs music, art, literature, philosophy, and “transcendental religions” (among other things), cannot be governed by technique, although it may be colonized. Certain ideals—such as Justice—tend to resist technique, since taking the time and expense to prove the guilt or innocence of an accused cannot be truly “efficient.” Ethics and morality work against technique, as the Ford analogy demonstrates. The ethical thing would be to place the health and well-being of workers first, but that would slow production—and hamper efficiency.

Although technique is an intangible quantity, emanating from the human being, it is nonetheless foreign to the deeper spiritual dimension of humanity. At risk is “humanity” itself—that which makes us human.

The Technical State

Subordinated to technique, of course, are innumerable individual techniques—methods and processes for administrating material conditions. Agricultural techniques, manufacturing techniques, construction techniques, educational techniques, administrative techniques… the list is endless. As civilization developed, the state became the natural entity to coordinate technical activity, but until the eighteenth-century technique was but one force in competition with others—politics, economics, religion, etc. This has changed, according to Ellul. Technique is now the milieu in which modern man—and his civilization—is situated, replacing the old milieu, which was nature: “Since Technique has become the new milieu, all social phenomena are situated in it. It is incorrect to say that economics, politics, and the sphere of the cultural are influenced or modified by Technique; they are rather situated in it, a novel situation modifying all traditional social concepts.”

What we refer to as the “developed world” (industrialized societies) is the realm where man is encased in technique, and where nature is on the retreat. The “developing world” is where technique is emerging—at nature’s expense. Only in those increasingly scarce areas where primitive tribes live in the Stone Age can we safely say technique has not taken over. The “novel situation” Ellul mentions has to do with the characteristics of modern technique. They are as follows:

Technical Automatism: in any technical matter the question of efficiency arises, and there is always “one best way” to complete a task. Once this is determined, technical development becomes automatic.
Self-Augmentation: in the artificial milieu of technique, innumerable minor improvements guide technical growth, making human intervention secondary. Thus, “technique engenders itself.”
Monism: the totality of all techniques forms a whole, all with the same fundamental characteristics. Differences between various techniques are secondary.
Universalism: self-augmentation and monism work together, causing all individual techniques to link together. Thus, technique is self-aggrandizing, drawing all things it touches into itself. This is why Ellul says, “Technique cannot be otherwise than totalitarian.”
Autonomy: technique is a closed system that operates according to its own rules. It is independent and self-regulating: “External necessities no longer determine technique. Technique’s own internal necessities are determinative. Technique has become a reality in itself, self-sufficient, with its special laws and its own determinations.”

In light of Ellul’s characterology of technique, then, “traditional social concepts” (i.e., providentialist Christianity, Enlightenment belief in progress, Marxist ideology, etc.) are little more than myths and illusions—the fantasies of men imprisoned in technique. The two main aspects of the milieu—rationality and artificiality—combine to produce an “amoral instrumentalism.” Technique thus transcends mere “technical operations” (individual techniques), resulting in an abstract “technical consciousness.” Its transcendent nature indicates a collective consciousness among men, but one that is far more subtle than the obvious examples of national identity, cultural immersion, groupthink, or mob instinct. Technique disguises itself well.

Instrumentalism—the type of thinking found in proximity to machines—is utilitarian, where “rationalization of process (‘technique’) becomes the only consideration.” The other side of the rationalistic coin is artificiality, “a tendency to view things not as objects to be perceived but as processes to be measured and transformed into artifacts.” This seems to be what Baudrillard referred to as a culture of signs. The postmodernist would assert that underneath the signs and symbols there is no deep reality (or that reality is unknowable), but Ellul casts new light on the idea: the signification of reality is a by-product of technique. How could an artificial milieu be anything other than one of signs?

Ultimately, it relates to propaganda technique, “…whose aim is to control human behavior so that we are integrated into the technological system.” In Propaganda: The Formation of Men’s Attitudes (1965), Ellul describes three categories of propaganda: 1) integration and agitation; 2) sociological and political; 3) horizontal and vertical. In the first category, propaganda of integration seeks to reinforce the status quo, while that of agitation seeks to influence social action. In the second category, sociological propaganda—a “subtle form”—involves mass media, education, religion, the arts, etc. (political propaganda is self-explanatory). In the third category, horizontal propaganda comes from peer groups, vertical propaganda from authorities.

The effects of propaganda on the individual are dire:

…[he is] assailed by a number of equally skillful propagandas acting upon his nervous system, and now, with the discovery of new methods, probing and disturbing his unconscious, working over his intelligence, and exacerbating his reactions. The individual can no longer live except in a climate of tension and overexcitement… He is indeed “engaged,” but involuntarily so, since he has ceased to dominate his own thoughts and actions. Techniques have taught the organizers how to force him into the game.

The excesses of fascist and communist regimes are often cited, but according to Ellul, the propaganda machines in these societies are less intense than in liberal democracies:

The intensive use of propaganda destroys the citizen’s faculty of discernment. In a truly democratic regime, everything rests on judicious choice and free will. But it is precisely in democracies that propaganda machines proliferate. Where only a single propaganda machine exists, that of the state, it conditions individuals directly and could not be really intensive since there is no competition. In the so-called democracies, propaganda must become more and more intense in order to dominate its rivals. It becomes thereby more and more insidious.

The phrase “so-called democracies” relays the ominous meaning here: in societies dominated by technique, notions such as “popular sovereignty,” “free elections,” and “constitutional rights” are illusory.

As science has become the instrument of technique, so has politics—and by extension, the state. And as the machine became the symbol of technique, economics naturally became its first field of hegemony. But no sooner was the conquest made than a new dilemma arose: only the state could properly administer economic techniques. Ellul writes, “…either it receives from the state that sanction which alone can render it efficacious, or it must remain a mere abstraction, an offer without a taker.” What is the offer? It is nothing other than paradise, a materialist utopia—to each according to need, from each according to ability. Whether it is the communist “workers paradise” or capitalist “prosperity,” makes little difference. Without the imprimatur of law (government), homo economicus cannot achieve absolute efficiency. The apparatus of state had to be co-opted:

In spite of the frequent mention of Machiavelli’s Prince, the truth is that until the twentieth century no one ever drew the technical consequences of that work. What existed, then, was a kind of original chaos in which the man of genius always outclassed his adversaries because they never had at their disposal a technique which sufficed to redress the balance. The beginnings of a political technique had to await the appearance of Lenin.

The turmoil of the twentieth century, in this regard, might be considered the outward history of the “painful” marriage of technique and the state. The marriage did not occur easily or instantaneously—it was a shotgun wedding, as it were. The courtship phase climaxed with The Communist Manifesto (1848), Marxism being “nothing but an epiphenomenon of technical development.” Here is the application of “scientific principles” to social phenomena, a political doctrine that openly admits the need of the state to assume a technical function while at the same time dismissing such ephemera as religion, humanism, philosophy, morality. The marriage itself occurred in two phases: World War I and World War II. The Cold War could be considered the honeymoon period—a time, not coincidently, when the threat of nuclear holocaust hung above man’s head like the Sword of Damocles. Such is the ultimate result of technique, according to Jacques Ellul: annihilation.

The intermediate stage to annihilation, however, is the only form that nation-states, inextricably merged with technique, can possibly assume: totalitarian. In The Political Illusion (1967), the third installment of Ellul’s technological trilogy, he asserts that political activities in modern states are a charade designed to lend an air of legitimacy to governments taken over by technique. The political illusion is “the persistent belief characteristic of liberal democracies that human beings today continue to control their lives through political action as much as they ever did.” Ellul’s argument is not that political control is non-existent, but that it is constantly diminishing. According to Menninger,

The political passions and victories of an earlier era—the revolutions of the eighteenth and nineteenth centuries—have turned into myths concealing the hard realities of contemporary politics. The state, now in symbiosis with technique, is controlled less by the ballot and more by its own internal necessities: bureaucracy, military power, propaganda, economic growth and the like. Popular participation, removed from a clear understanding of the necessities imposed on politics by technique, increasingly expends itself on ephemeral symbols and victories having no effect but further to concede political power to technical necessities. Political solutions turn out to be no solutions at all when they cannot be translated into technical terms.

A few examples come readily to mind: Prohibition, the War on Drugs, and our current War on Terror. The first two examples—politically popular enough to become law and policy—were unmitigated failures for just this reason: they could not be translated into technical terms. Of course, this suggests the ultimate failure of the third example. The debacle in Iraq seems to bear this out.

The process by which the state becomes totalitarian goes something as follows: first, techniques develop in the private, predominately economic, sphere. These are always more efficient and more highly developed than those found in the public sphere, therefore they have a certain appeal to the state. When private techniques begin to transform areas of public interest (transportation, insurance industries, education, vital manufacturing), the state appropriates the techniques—through regulation, nationalization, etc. Although private techniques are not always suitable to the state’s needs, this changes in cases where corporations assume dimensions equal to, or greater than, the state. Gradually, but ineluctably, the state apparatus morphs into something that is less political and more machinelike. This brings politicians into conflict with the technicians (and by “technicians” Ellul means the apparatchiks who keep the gears moving), a conflict which the politicians inevitably lose. In different regimes, the transformation of politicians into technicians occurs at different rates (in liberal democracies the process is slower, in dictatorial regimes faster), but in the end all are technicians. Ellul calls this a “radical transformation” of the political perspective—that is, the role of politics streamlines to that of coordinating all other techniques, becoming a technical function. Then the technical state emerges.

Within the technical state, constitutions and political ideologies play a symbolic role, but little more: “… the structures of the modern state and its organs of government are subordinate to the techniques dependent on the state. If we were to consider in turn each of the indispensable services of the modern state, we would find that they are becoming more and more alike, regardless of the theories of government under which they operate.” Just as the vital organs of different species perform identical functions, government organs from different states resemble one another. Eventually, all states will come to resemble one another as well. The human factor of decision-making and political control is being progressively eliminated.

Technical states become totalitarian, according to Ellul, because technique has consumed them—the self-augmentation, monism, and universalism resulting in an autonomous entity that is, by nature, totalitarian. This is not necessarily the Orwellian variety, but the “radicalized modernity” of Anthony Giddens: centralized planning and control, surveillance, reliance on propaganda, and the propensity to war.

Dwight D. Eisenhower once warned of the threat posed by the “military-industrial complex,” in which economic motives provide an impetus to war. There are domestic ramifications as well. Lyndon B. Johnson pursued his Vietnam War strategy, in part, to maintain political support for Great Society programs. U.S. interventions in Iraq have long been cited as having economic, rather than ideological, reasons. As for “political choice,” there is little doubt that Ellul would scoff at contests between Republicans and Democrats: it is like being given a choice between iron or stainless steel shackles. Either way, one is a prisoner.

The authoritarian states that emerged in the twentieth century (Soviet Union, Nazi Germany, Red China, etc.) were all-too-human aberrations, according to Ellul, and not true representations of technical totalitarianism:

The totalitarian state we are discussing here is not the brutal, immoderate thing which tortured, deformed, and broke everything in its path, the battleground of armed bullies and factions, a place of dungeons and the reign of the arbitrary. These things did certainly exist; but they represented transient traits, not real characteristics of the totalitarian state. It might even be said that they were the human aspects of the state in its inhumanity. Torture and excess are the acts of persons who use them as a means of releasing a suppressed need for power. This does not interest us here. It does not represent the true face of the completely technical, totalitarian state. In such a state nothing useless exists; there is no torture; torture is a wasteful expenditure of psychic energy which destroys salvageable resources without producing useful results. There is no systematically organized famine, but rather a recognition of the pressing necessity of maintaining the labor force in good condition. There is nothing arbitrary, for the arbitrary represents the very opposite of technique…

It may be a bit of a stretch to call this sort of thing “benign”—the most important aspects being the elimination of waste and of the arbitrary. But it is totalitarian in the paradoxical sense that it pulls everything (and everyone) in towards it, yet has no regard for the natural man.

The Dystopia of Technique

The biggest challenge to a totalitarian regime is the management of large populations, and there are, arguably, two methods of stifling dissent: one is through brutal repression—state security organs, surveillance, use of torture, etc. The other is through distraction—mass media, moral permissiveness, drugs, etc. Two of the best-known literary dystopias argue these respective positions—George Orwell’s 1984 and Aldous Huxley’s Brave New World. Of the two, Ellul’s totalitarianism would seem to favor Huxley’s account.

In Brave New World, social stability is ensured through cloning and a strict caste system. Although viviparous reproduction is forbidden, sexual promiscuity is expected, and practiced. The populace is further distracted by vivid sex-and-violence prone movies called feelies, and soma—a legal narcotic. Those “savages” who are unable to adapt to the Brave New World pose a problem, but are not mistreated. They are simply exiled to remote areas where they can live as they wish. In a letter to Orwell, Huxley explained,

The philosophy of the ruling minority in Nineteen Eighty-Four is a sadism which has been carried to its logical conclusion by going beyond sex and denying it. Whether in actual fact the policy of the boot-on-the-face can go on indefinitely seems doubtful. My own belief is that the ruling oligarchy will find less arduous and wasteful ways in governing and satisfying its lust for power, and that these ways will resemble those which I described in Brave New World… Within the next generation I believe that the world’s rulers will discover that infant-conditioning and narco-hypnosis are more efficient, as instruments of government, than clubs and prisons, and that the lust for power can be just as completely satisfied by suggesting people into loving their servitude as by flogging and kicking them into obedience.

Men, in other words, must be psychologically modified. Consider the way surveillance works: the ultimate goal, suggested by the Panopticon, is that it become internalized, that those under observation become self-policing. What could be more efficient? In discussing technique’s modification of time, Ellul points out, “That man until recently got along well enough without measuring time precisely is something we never even think about, and that we do not think about it shows to what a degree we have been affected by technique.”

If technique has the power to so influence human thinking, it is because alternative frames of reference have been removed. This results in the inability to think in anything other than technical terms. But keeping a populace in submission also requires a widespread epidemic of non-thinking (nescience), and mass media serves this purpose admirably: the airwaves are continuously pulsating with a weird mélange of escapist television, movies, advertising, infotainment, abrasive music, talk-radio, the Internet, and so on. Whether the tactic is repression or seduction, it is all a function of propaganda technique, which involves

…the creation of an abstract universe, representing a complete reconstruction of reality in the minds of its citizens… Men fashion images of things, events, and people which may not reflect reality but which are truer than reality. These images are based on news items which, as is the case in much of the world, are “faked.” Their purpose is to form rather than to inform… This type of thing represents the first step toward a sham universe. It is also indicative of an important element in today’s psychology, the disappearance of reality in a world of hallucinations.

It would be mistaken to assert, however, that all this subconscious manipulation is coordinated by some Godfather secretly pulling the strings: for technique is, after all, autonomous and self-augmenting. While granting that any specific propaganda campaign is deliberate, the totality is an emanation of technique, and serves its purpose. That purpose, according to Ellul, is enslavement.

The question of whether the United States is totalitarian would depend upon the polity’s possession, or non-possession, of a meaningful political will. The fact that the U.S. once engaged in a nuclear arms race and was prepared to wage total (nuclear) war against the Soviet Union—a confrontation that would almost certainly destroy both sides—argues in favor of Ellul’s thesis. Only a totalitarian culture would contemplate such a thing.

Ellul makes a distinction between “political illusion” and “true politics,” the latter being characterized by what he calls effective choice, something technique tends to eliminate:

Effective choice exists when people are under no compulsion to favor one political solution over another because that solution happens to be more efficient, or more economical, or more administratively correct. If a choice is made out of considerations of efficiency, economy, or administration, it is simply not political at all, but of some other nature…

Technology run amok cannot be reigned in by legislation because, according to Langdon Winner, “technology in a true sense is legislation…technology is itself a political phenomenon.” Ironically, a controversial and blundering decision—such as the Bush Administration’s push to invade Iraq—might be called “truly political.” Technique would never countenance this type of costly and counterproductive move. And neither would it countenance the government’s recent policies of torture and secret gulags. These will be considered anachronisms—throwbacks from the darker days of the twentieth century.

It is important to realize that Ellulian totalitarianism resembles what the British call the “nanny state”—that is, a paternal (or maternal) entity that provides for everyone’s needs and oversees even the smallest details of citizen’s lives. But along with governmental largesse, strings are attached—strings that bring order, control, and diminished freedom. American government in the eighteenth and nineteenth centuries was much less involved in ordinary people’s lives. If people grew wealthy or became destitute, suffered the effects of natural disasters, became sinners or saints—it was none of the government’s business. That began to change with the Great Depression and FDR’s New Deal. By the end of World War II the transformation was complete.

The most significant transformation, however, is in the way people think: whenever some tragedy or hardship strikes (9/11 or Hurricane Katrina, for example), we automatically look to the federal government for solutions. Like wounded children we cry, “Make it better…” We seem unable, or unwilling, to cope with the vagaries of life. In Huxley’s Brave New World, Mustapha Mond (a government shill) explains, “There isn’t any need for a civilized man to bear anything that’s seriously unpleasant. And as for doing things… It would upset the whole social order if men started doing things on their own… industrial civilization is only possible when there’s no self-denial.”

* * *
One important tenet of Marxist ideology is the concept of alienation—workers are alienated from the means of production, it is argued. But alienation is more than that: it is a universal, ubiquitous experience, a defining feature of modernity. Who among us has not felt, at least at times, that odd sense of disconnect—of being adrift and isolated? This means the milieu in which human beings lived from time immemorial has begun to vanish. The first thing to disappear, in industrialized societies, was the extended family. Later, the nuclear family began to disintegrate. Ellul argues that man is cut off from his natural milieu, and this is the real source of alienation. The modern world is a stainless steel machine, unwelcoming of man.

Although Ellul presents the triumph of technique as fait accompli, it does not mean that all is lost. Leslie Sklair writes, “So far the ‘despair’ of man’s condition in the technological society has been far more in evidence than any ‘hope’ that Ellul might hold out for him. But this impression is not entirely just, for Ellul does point toward some possible rays of light that may enable man to emerge from the dark tunnel.”

The first step is to correctly diagnose the problem, and to reach a “genuine consciousness”—that is, a non-technical frame of reference:

Ellul’s use of the phrase ‘genuine consciousness’ is interesting in so far as it suggests a reference (undocumented) to ‘false consciousness’ used in Marxist writings. This interpretation is reinforced when he argues that technique enslaves man by making him ‘happy’, in much the same way that Marxists argue that capitalism can appear to the working class to be solving its problems in a significant sense.

The next step is to ruthlessly “destroy the myth” of technique, to desacralize and deideologize it. While postmodernism champions the end of “grand narratives,” such as Christianity and Marxism, Ellul presents technique as de facto grand narrative—an object of worship. It is faith—faith that science and technology can answer every question, solve every problem, and indeed, give meaning to life. The subtitle L’enjue du siècle suggests a subtle form of idolatry. Langdon Winner goes so far as to call technique sin (but this is an apparent misreading: in Ellul, technique is amoral—neither good nor bad). It’s the idolatry of a false promise: the search for salvation in the material world leads nowhere but to the grave.

Last comes the practical step of dialogue:

Again it is relevant to draw attention to Ellul’s work on propaganda, for it is through this means that the technicians control the prestige of technique and reinforce their own indispensability. In a sense, the real battle for a humane civilization (and Ellul is by no means the first to have pointed this out) is between the technicians and the people. Whether it be technicians, technologists, scientists, bureaucrats, administrators, the essential message rarely alters. Theirs is a closed and exclusive world, a world with which it is difficult to communicate, but a world with which dialogue is necessary.

Many have pointed out that The Technological Society is not a latter-day Luddite tract or a call-to-arms of any kind. No solution to the technical dilemma is given. But even though a dystopia of sorts is certainly invoked, it is by no means escape-proof. Men willingly surrender their freedoms in exchange for the material rewards technique offers. They tend to become objects of technical necessity. They could, however, just as willingly opt out of the program and reclaim their freedom.

We should keep in mind that freedom is a virtue which guarantees little. It implies risk, danger, discomfort, and constant vigilance. It accepts the indeterminate nature of reality. The polar opposite of freedom is security—an abhorrence of indeterminism. A desire for security is one of certainty, of knowing, of avoiding risk. It is also the mark of mediocrity: what person in history has ever accomplished an extraordinary thing by playing it safe?

Technique, at its core, is an attempt to corral indeterminate nature and make it subservient to man. This artificial milieu that Ellul describes offers, above all else, security, physical comfort, “peace of mind,” happiness and bliss. All one has to do is sign the Faustian pact, give up all thoughts of independence, and embrace the manacles.


Is Ellul Correct?

In an episode of the original Star Trek, a revolutionary new computer called M-5 is installed on the Enterprise—a machine that runs everything on the ship, even command functions. Captain Kirk is humiliated and reduced to the status of dunsel (a useless object). Mr. Spock is much more appreciative of M-5’s abilities, acknowledging that it is superior in every way to humans. But in a revealing moment he rejects the supercomputer, saying, “…I have no desire to serve under it.”

Jacques Ellul says that modern man has become an object of technique—which is to say, an object of his own creation. Technique conditions him and orders his life, providing creature comforts and material well-being. To offset the nagging effects of ennui and captivity, propaganda technique offers an array of vivid distractions. The question we should ask, perhaps, is the one Jesus asked 2000 years ago, “What hath a man profited, to gain the world and lose his soul?”

Is it possible to gain the world and keep one’s soul? The Marxist would argue that there is no soul, therefore gaining the world is all that matters. The historical Christian view is that only the soul is important, and man’s lot in this life is somewhat analogous to that of a prisoner awaiting release. A committed Protestant, Ellul rejects any notion of an earthly utopia. David Menninger writes,

…he has been harshly critical of fellow Christians who have suggested that humanity might completely liberate itself by action instead of faith. Yet he is also at odds with Christians who counsel complete withdrawal from action and a life of fearful anticipation of the world’s end. Both positions are based on a “blind trust in God” that contradicts what Ellul sees as the real responsibility of the Christian in this world.

That responsibility is based on a dialectic—the unending struggle between man’s spiritual life and the demands of physical existence. The same dialectic is at the core of his politics—the opposition of democratic values to authoritarian rule. Ideologies usually have utopian ambitions, but democracies tend to resist them. The main tragedy of the “political illusion” (to whatever extent it’s true) is that democratic choice becomes a sham. The ability to choose is the mark of a free people, but that necessitates genuine alternatives to choose from. A meaningless choice is the same as no choice at all.

It is no coincidence that the advance of technique was accompanied by the retreat of Christianity as a unifying (which is to say, political) force. Nature abhors a vacuum, and the withdrawal of the Judeo-Christian God created the conditions that not only allowed, but demanded that a new force emerge. The technological crisis is thus a crisis of faith—what to believe in, what to trust, what to hold sacred. That it was an unconscious choice does not negate the reality. Or the consequences.

One cannot seriously dispute the facts as Ellul presents them: technique seems to be real enough. The leading industrialized nations are proceeding on their technical paths unabated. It could even be argued that globalization is driven by technique. The ambiguity, however, comes from interpretation: what are we to make of it? Concerning technological determinism, Ferkiss points out, “To say that we have lost our ability to deal with the problems of choice and agency…because…we cannot escape technology as a whole, is the equivalent of saying that we are unfree because we cannot control—or reject—society as a whole but can only make marginal inputs into the flow of history. It is to complain that we are not God.”

Technical states become totalitarian, but it is a “benign” form of socialism. Aren’t more people better off? Even Ellul admits that technique “delivers the goods,” but bemoans the loss of freedom. But isn’t it possible that freedom lost in one place is gained in another? Although technological progress creates additional “needs,” it eliminates any number of other “needs.” How can we know whether the political choices we make are real? Partisan battles here and elsewhere continue to be rancorously fought—the politicians believe it’s real!

Jacques Ellul has been criticized for his “anti-intellectual” views, and that bears a moment’s reflection. The word “intellectual,” in this context, is a euphemism for linear logic—indeed a technical way of thinking. But linear logic could not produce the thesis expounded in The Technological Society because, in essence, it is a theological argument. It wears the clothing of social philosophy, but is theological all the same. The thinking is non-linear and presupposes the authority of God. Remove the theistic underpinnings and the result is trivial.

It seems best to think of technique as a culture—a materialist, technical culture. The problem is not that the culture exists, but that men surrender to it so willingly. That could be attributed to seduction, laziness, and habit. Human nature too often opts for the easy way out, and the result can be disastrous.

Ellul appears to yearn for a romanticized past, an idyllic yesteryear before technique began its conquest. But how much of that is unrealistic nostalgia? Wasn’t man’s lot in that era described by Hobbes as “solitary, poor, nasty, brutish, and short”? Who would want to return to that? Technique is simply too useful and successful to disavow altogether. Consciousness-raising is the only practical alternative. While acknowledging the obvious benefits of technical culture, we should nevertheless (like Mr. Spock) assert that we have no desire to serve under it.

References

Byrne, Edmund. “Society for the Study of Philosophy and Technology: Chicago, April
1977.” Technology and Culture, Vol. 19, No. 1. (Jan., 1978), pp.100-103.
Ellul, Jacques. “The Technological Order.” Technology and Culture, Vol. 3, No. 4,
Proceedings of the Encyclopaedia Britannica Conference on the Technological Order.
(Autumn, 1962), pp. 394-421.
Ellul, Jacques. The Technological Society. Trans. John Wilkinson. New York: Knopf,
1964.
Ferkiss, Victor. “Autonomous Technology. Technics-out-of-Control as a Theme in
Political Thought.” The American Political Science Review, Vol. 72. No. 4. (Dec.,
1978), pp. 1396-1397.
Hope, Samuel. "Homage to Jacques Ellul. (role of educational assessment in critical
thinking)(includes bibliography)." Arts Education Policy Review 97.n5 (May-June
1996): 38(2)
Huxley, Aldous. Brave New World. New York: Harper & Row, 1932.
Huxley, Aldous. “Letter to George Orwell.” Rpt. in Nineteen Eighty-Four to 1984. Ed. C.
J. Kuppig. New York: Carroll & Graf, 1984. pp. 165-67.
Meier, Richard L. “On Living during the Reformation of Science.” Comparative Studies
in Society and History, Vol. 13. No. 2, (Apr., 1971), pp. 236-239.
Menninger, David C. “A Defense of Jacques Ellul.” Polity, Vol. 14, No. 1. (Autumn,
1981), pp. 110-127.
Morris, Richard. The Edges of Science: Crossing the Boundary from Physics to
Metaphysics. New York: Prentice Hall, 1990.
Sklair, Leslie. “The Sociology of the Opposition to Science and Technology: With
Special Reference to the Work of Jacques Ellul.” Comparative Studies in Society and
History, Vol. 13, No. 2, Special Issue on Tradition and Modernity. (Apr., 1971), pp.
217-235.
Strate, Lance. "Ellul and technology studies.(A Media Ecology
Review)." Communication Research Trends 23.2 (Summer 2004): 28(4).
Weinstein, Jay. “Feeling Helpless: The Idea of Autonomous Technology in Social
Science.” Theory and Society, Vol. 10. No. 4. (Jul., 1981), pp. 567-578.

Wednesday, May 03, 2006

Parody of Jewish-Christian Construction in The Merchant of Venice

א

The Merchant of Venice might well be titled Comeuppance of the Jew, for the play climaxes with the “justice” handed Shylock in the courtroom scene—all previous action builds toward it and all subsequent action flows dreamily away from it (a bit like post-coital bliss). Ostensibly a comedy, the play is, curiously, not very funny. Shards of brief humor appear here and there, scattershot, but the whole is an admixture of the amusing and the disturbing. An example of the former would be the romance of the casket contest: the list of unsuitable suitors, Portia’s unsubtle put-downs, the inevitability of Bassanio’s triumph. The latter concerns the treatment of Shylock, of course, and the unflattering barbs aimed (by inference) toward the victorious, exultant Christians—who finally get their chance to screw the Jew.

Merchant reads almost like melodrama: “The conflict…between good and evil depicted in absolute terms. Plot…emphasized at the expense of characterization.” Oversimplification is the key here: compared to the deep psychological probing of The Taming of the Shrew (to cite but one example), Merchant seems one-dimensional. Too pat the resolutions, too smug the reification of “providentialist Christianity,” and far, far too vile the portrayal of Shylock.

Dismissing the possibility that Shakespeare was simply pandering to his audience, one has to look for another form of sophistication. According to Moisan,
It may be fair to suggest that what we encounter in the play is “merely” a mirroring both of the myths by which the [Elizabethan] age read itself and of the anxieties those myths could not entirely dispel. Yet in holding up the mirror to its age so faithfully, does the play affirm the myths it enacts, or does it subvert them by mirroring their qualifications as well? Or, rather, does it affirm the myths it dramatizes by mirroring their qualifications, by admitting them as qualifications which ultimately can be contained and “lived with”?

The utter superiority of Christian virtue (wrapped in material prosperity) compared to the depravity of the Jew (who ekes out a parasitic existence through usury) is the myth. Attempting to answer the questions raised above is itself problematic, for there is no definitive answer. One can only speculate and report how the text is perceived individually. Thus, I read The Merchant of Venice as a parody—of other popular works perhaps, but certainly of the aforesaid myths.

According to Goldman, parody is a split vision “which cherishes and derides its target in the same breath.” Just because Shakespeare appears to be lampooning the myths of Christian and Jewish construction doesn’t mean that he disagreed with them. One would hardly bother to parody a discourse one finds repugnant, so “sending it up” may be a gloriously insincere form of flattery. And a very English form as well—a type of humor that often escapes non-British audiences.

ב

Far from a fully realized dramatic character (which Shakespeare was extremely adept at creating), Shylock is a caricature of Jewishness—a walking stereotype. The first words out of his mouth sum up the essence of his being: “Three thousand ducats; well.” Coupled with his crass mammonism is a hatred of Christianity, “How like a fawning publican he looks! I hate him for he [Antonio] is a Christian.” Antonio is the object of Shylock’s personal grudge as well because he “lends out money gratis and brings down/The rate of usance here with us in Venice.” Thus, Antonio’s Christian charity (and refusal to charge interest) cuts into Shylock’s profits. So great is his animosity, the Jew even rejects a dinner invitation, abhorring the smell of pork, “…the habitation which your prophet the Nazarite conjured the devil into.”

Even Shylock’s family life is poisoned by thrift—a euphemism for avarice. Jessica declares that “Our house is hell…” and secretly schemes to “Become a Christian” by eloping with Lorenzo. After she makes good on that promise, Shylock utters these infamous words (via Salanio), “My daughter! O my ducats! O my daughter! Fled with a Christian! O my Christian ducats! Justice! The law! my ducats, and my daughter!” In this portrayal an incestuous relationship between family—the most intimate of human bonds—and money festers like an open wound. And if ever there was a doubt as to which comes first in Shylock’s mind, he later declares, “I would my daughter were dead at my foot…would she were hearsed at my foot, and the ducats in her coffin!” In the end, Jessica’s only means of escape is to renounce her Jewish identity.

Finally, in the courtroom scene (where Shylock gets to demand his justice), the pernicious need for revenge trumps even his money-lust. Bassanio offers to double his losses, but the Jew insists on his bond (a pound of Antonio’s flesh). When offered thrice his losses, Shylock objects, “An oath, an oath, I have an oath in heaven…” Pleas of the court to show even an ounce of mercy fall on deaf ears—all the arguments being couched, incidentally, in biblical allusion. Mercy is thus equated to Christianity (with salvational overtones) while avarice and the thirst for revenge proceed naturally from Jewishness. Almost no subtlety is added to these binaries: the Jew is a despicable heretic inviting extermination. Ignoring the benevolent entreaties of his Christian fellows, he blindly marches toward oblivion.

To look beyond the language of bigotry and stereotype, however, we must consider not only historical roots but the self-conception of Jews and Christians. The inability of one to apprehend the other forms the subtext of Shakespeare’s play; and since his characters provide little insight (deliberately, I think), we will have to unravel it here.


ג

Judaism could almost be called a victim of its own success, for one of its minor sects—Christianity—mushroomed into a major world religion, engulfing the Roman Empire and writing the subsequent history of western Europe. Although Christianity worshipped a Jewish messiah and adopted the Hebrew Bible as part of its cannon, Jews themselves became objects of derision. Christians thus came to define themselves, in part, by distinguishing the Jewish “Other.”

Yet this simple binary of Jew vs. Christian turns out to be much more complicated than traditionally thought. When the Dead Sea Scrolls were discovered in 1947 similarities between the Jewish Essene community and early Christianity were too obvious to ignore. Dating from 200 to 100 B.C., these scrolls included such documents as Manual of Discipline, Habakkuk Commentary, The War of the Sons of Light with the Sons of Darkness, and Zadokite Fragments. Further excavations of the region—where John the Baptist and Jesus had preached—uncovered an Essene monastery, suggesting that both men might have been affiliated with this community. Moreover,
…the Essenes…believed in a divinely sent messiah whom they called the “Teacher of Righteousness,” and who had died a violent death at the hands of the Sons of Darkness. The followers of the Teacher of Righteousness called themselves the “Elect of God” and their religious community the “New Covenant.” Members of the New Covenant were initiated through baptism. They had a protocol for seating which is almost identical to that of the Last Supper as described in the New Testament. The Manual of Discipline describes a ritual which could be mistaken for the Christian Communion.

The Teacher of Righteousness, whose name remains unknown, died about 65-53 B.C., but his role was later filled by another rabbi—Jesus of Nazareth. For two millennia the existence of this group was but a passing footnote in the writings of such scholars as Josephus, Philo, and Pliny, but “with the discovery of the Dead Sea Scrolls the scholars were vindicated. Josephus, Philo, Pliny…all had been right. ‘Christianity’ had existed at least two hundred years before Jesus, its greatest and noblest spokesman, but not its originator.”

In fact, the religion of Jesus himself—as he understood it and practiced it— bore very little resemblance to medieval, reformation, or present-day Christianity. According to Harris,

Jesus was a Jew, of course, and his mother a Jewess. His apostles, to the last man, were also Jews. There is no evidence whatsoever, apart from the tendentious writings of the later church, that Jesus ever conceived of himself as anything other than a Jew among Jews, seeking the fulfillment of Judaism—and, likely, the return of Jewish sovereignty in a Roman world. As many authors have observed, the numerous strands of Hebrew prophecy that were made to coincide with Jesus’ ministry betray the apologetics, and often poor scholarship, of the gospel writers.

The rise of Christianity as a world religion can be attributed to Saul of Tarsus (renamed Paul), as a result of his dispute with Peter and the other disciples (who knew Jesus while alive). Peter and his clique insisted that only Jews could be Christians—and for good reason: Jesus himself taught this. Matthew 15:22-28 tells the story of a Canaanite woman who approached the disciples, crying, “Have mercy on me, O Lord, Son of David; my daughter is possessed by a demon.” But Jesus ignores her, and when advised by his disciples to send her away, he says, “I was sent only to the lost sheep of the house of Israel.” When she begs him to reconsider, he replies, “It is not fair to take the children’s bread and throw it to the dogs.” To which she responds, “Yes, Lord, yet even the dogs eat the crumbs that fall from their masters’ table.” This show of humility sparks his compassion and he heals the daughter. But the message is clear: Jesus did not intend to minister to Gentile peoples.

Here we have the Jewish self-image: a people set apart from all others. The covenant established between God and Abraham (Gen. 17:1-8), initially signified by male circumcision, was a land covenant. In addition to the promise of descendents without number was the promise of a homeland. Later came the Mosaic Law and the (somewhat tedious) Deuteronomic legal system, but all of these are considered outward manifestations of the original covenant—which is supposed to be eternal and everlasting. The word covenant, of course, means “contract,” which implies a set of obligations for both parties. The Jewish part is to obey the commandments and laws—a religious and political responsibility. In a word: the Jew has to remain a Jew (by resisting assimilation). God’s part is to provide a homeland and all the material prosperity that comes with it. Note that all aspects of the Jewish covenant are focused on earthly life. While some Jews believed in an afterlife and some did not, there was very little in Hebrew Scriptures to suggest that one’s reward lay beyond this world.


ד

Saul of Tarsus, according to Dimont, “became to Jesus what the Talmud became to the Torah—a commentary and a way of life.” A Pharisee and early persecutor of Christians, his conversion had followed a dramatic spiritual experience on the road to Damascus. Fourteen years later, in 45 A.D., Saul accompanied another disciple, Barnabas, on a missionary trip. It was after this journey (during which Saul’s proselytizing efforts outstripped his companion’s) that he made the fateful decision to break from the Jews.

The schism was largely the result of his inability to rise in the church hierarchy. He was rebuffed in his attempt to become an Apostle—an honor reserved for Peter and the other disciples who had known Jesus in person—and then got into a bitter dispute with James (Jesus’ brother) over the conversion of pagans. Hitherto, pagans first had to become Jews—enduring circumcision, foreswearing pork, etc.—before they could be Christians.

Christianity became a separate religion from Judaism when Saul—who now adopted the Roman name Paul—made three important decisions:

Since the Jews would not have Christianity, Paul took it to the pagans. To make it easier for them to join his new religion, he made a second decision, that of abandoning Jewish dietary laws and the rite of circumcision. His third decision was to substitute Christ for the Torah, and this was the most crucial one, for it caused the final and unalterable break between the Father and the Son religions. The Jews believed then, as they do now, that man can know God only through…the Torah. The Pauline doctrine stated that man could know God only through Christ. The schism between Jew and Christian was total.

Thus, Paul’s transformation was an act of Jewish self-nullification (a fate that is forced on Shylock in Merchant)—the “assimilation” that the people of Israel had been struggling against for hundreds of years.

During Paul’s famous missionary journeys, between 50 and 62 A.D., the Epistles were written—the oldest part of the New Testament. Between 70 and 120 A.D. the Gospels appeared, each with its own peculiar agenda. Gradually, Paul “changed early Christianity into a new Pauline Christology.”

The differences between the old, “Jewish” Christianity and the new Pauline religion are striking. Consider the concept of messiah: in Judaism this means “anointed one,” a king or conqueror (like Alexander the Great), who would restore the throne of David, cast off the yoke of foreign domination, and return Israel to the halcyon days of yore. But he was nothing other than a man:
To the early Christians, Jesus had been human with divine attributes conferred upon him after resurrection. To Paul, Christ was divine even before birth. To the early Christians, Jesus had been the Son of God. To Paul, Christ was coequal and cosubstantial with God. Jesus had taught that one learned to love God by loving man. Paul taught that one learned to love Christ by incorporating him into oneself. Paul also shifted the early emphasis from Jesus the messiah to Christ the redeemer of sin.

So not only did Christianity break from Judaism, it deviated from its own earliest incarnation—which was an outgrowth of the Essene community.

It has sometimes been argued that the God of the New Testament is a different entity from that of the Old Testament, and in one sense this is true regarding the deification of Jesus. The Nicene Creed declares that he is “begotten of the Father before all worlds, God of God, Light of Light, Very God of Very God, begotten, not made, being of one substance with the Father by whom all things were made.” He “…came down from heaven, and was incarnate by the Holy Spirit of the Virgin Mary, and was made man…”

The three sections of the Creed deal with, respectively, the Father, Son, and Holy Ghost—aspects of the new tripartite God—“unam; sanctam; catholicam et apostolicam ecclesiam,” and “[e]xpectamus resurrectionem mortuorum et vitam futuri saeculi.” The essential promise is paradise in the afterlife; meanwhile, following the injunction to “Go into all the world and preach the gospel to the whole creation” (Mark 16:15), Christianity was universalized.

There is one similarity between the Old and New, however: exclusive truth claims. Mark 16:16 is quite unambiguous about this: “He who believes and is baptized will be saved; but he who does not believe will be condemned.” Non-Christians, in other words, are destined for hell. And as Auerbach points out, this tradition has its roots in the Hebrew Bible:

The [Old Testament’s] claim to truth…is tyrannical—it excludes all other claims. The world of the Scripture stories is not satisfied with claiming to be a historically true reality—it insists that it is the only real world, as destined for autocracy. All other scenes, issues, and ordinances have no right to appear independently of it, and it is promised that all of them, the history of all mankind, will be given their due place within its frame, will be subordinated to it.

But whereas the Jewish Covenant was concretized in the land (the physical nation of Israel) the Christian Covenant was both universalized and abstracted—i.e., earthly “salvation” and a promised place in the Kingdom of the great beyond. The role of the nation was fulfilled by the catholicam et apostolicam ecclesiam, with excommunication being equivalent to exile.

Thus, the Christian self-image: the Pauline doctrine of original sin postulating what may be called “blanket condemnation”—that is, every person by virtue of being born is sentenced to an eternity in hell. The only way to escape that horrible fate is through Christ. So it is not a matter of one religion as opposed to another, but a matter of where one chooses to spend eternity. Compared to the “salvation” offered by Christ, everything else is of little consequence. Moreover, man-made institutions, such as the State, are seen as indirect agencies of God’s work, but agencies nonetheless.

A Christian is not, therefore, an adherent of one faith amid many, but a participant in God’s Holy Plan of Redemption. Beyond the boundaries of Christendom lie the infidel and the heathen—enemies of Christ. And occupying a special seat of honor among these are the Jews: the very people who nailed Jesus to the cross.


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Not surprisingly, Christian anti-Semitism began as early as the ministry of Paul. In Thessalonians 2:14-16 he writes:

For you, brethren, became imitators of the churches of God in Christ Jesus which are in Judea; for you suffered the same things from your own countrymen as they did from the Jews, who killed both the Lord Jesus and the prophets, and drove us out and displease God and oppose all men by hindering us from speaking to the Gentiles that they may be saved—so as always to fill up the measure of their sins. But God’s wrath has come upon them at last!

Failing to grasp the contradiction, apparently, between the teaching that Jesus was sent to die and the idea that Jews murdered Christ, this indictment had become cant by the time the Gospel of John was written, and this bit of dialogue attributed to Jesus himself:

Jesus said to them [the Jews], “If God were your Father, you would love me, for I proceeded and came forth from God; I came not of my own accord, but he sent me. Why do you not understand what I say? It is because you cannot bear to hear my word. You are of your father the devil, and your will is to do your father’s desires. He was a murderer from the beginning, and has nothing to do with the truth, because there is no truth in him. When he lies, he speaks according to his own nature, for he is a liar and the father of lies…If I tell the truth, why do you not believe me? He who is of God hears the words of God; the reason why you do not hear them is because you are not of God.” (John 8:42-47)

Thus, pious Christians, who identified themselves with God, could only explain the apostasy of the Jews by associating them with Satan—now assigned the role of ancestor. When Christianity became Rome’s state religion in 312 A.D., after the conversion of Constantine, the legal status of Jews began to degrade: they were barred from holding public office, forbidden to proselytize or marry Christian women (under pain of death). The Justinian Code of the sixth century outlawed the Mishnah (Jewish law code) and made disbelief in the Resurrection and Last Judgment capital crimes.

Although an adequate account of Christian anti-Semitism cannot be given here, two pertinent examples are worth mentioning. First, the “blood libel”—throughout the Middle Ages Jews were routinely accused of killing Christians (infants in particular) to take their blood. It was believed that Jews required Christian blood to perform certain rituals, heal ailments, ease childbirth, promote fertility, and any number of things. These accusations turned Jews into medieval “vampires,” reinforcing the image of a parasite. Second, following the official Church doctrine of transubstantiation (the idea that the wafers and wine used in Holy Communion were magically transformed into the literal body and blood of Christ) Jews often found themselves accused and persecuted for “host desecration.” Harris elaborates:
After this incredible dogma [transubstantiation] had been established, by mere reiteration…Christians began to worry that these living wafers might be subjected to all manner of mistreatment and even physical torture, at the hands of heretics and Jews. (One might wonder why eating the body of Jesus would be any less of a torment to him.) Could there be any doubt that the Jews would seek to harm the Son of God again, knowing that his body was now readily accessible in the form of defenseless crackers? Historical accounts suggest that as many as three thousand Jews were murdered in response to a single allegation of this imaginary crime. The crime of host desecration was punished throughout Europe for centuries.

By the Fourth Lateran Council of 1215 (which also legalized the use of torture for the Inquisition), Jews were forbidden to own land and barred from military service. The fact that they had to wander the earth in exile, a hated minority, reified the “greatness” of the Gospel and ultimate triumph of Christianity.

Considering all the restrictions placed upon them, it is not too surprising that the Jewish people turned to banking as a way to survive. They were outside the feudal system of Europe during the Middle Ages—which is to say, not part of the three estates (clergy, nobles, and serfs)—and so became merchants. Dimont describes their commercial ascendancy:

…in the eleventh, twelfth, and thirteenth centuries, most Mediterranean seaports were beehives of Jewish commercial activity. In his account, Benjamin of Tudela carefully noted the Jewish glass-manufacturing industries and the many Jewish shipyards, where new ships for expanding trade were built. By 1500, before the Jews were banished from Spain, they were predominant in the wool and silk trades, and they were chief importers of sugar, pepper, and other spices. Before the Jews of Italy were banished or placed in ghettoes, they dominated that country’s silk and dyeing industries and carried on vast commercial dealings with India.

During the feudal period, Jewish money often replaced lost crops and livestock, provided nobles with the means to build castles and pay for tournaments, and assisted the Church in cathedral building, among other enterprises. Although money lending was seen as a despicable activity by medieval Christians, it was nonetheless a vital practice in the maintenance of feudal Europe. A cynical relationship of use and abuse had developed between Christian and Jew, and out of that emerged the familiar stereotype of the “money-grubbing Jew.”

The stereotype, like everything else in that period, originated from the Church:
The Church called the lending of money not “banking” but “usury.” To modern man the word “usury” means the lending of money at exorbitant rates; in medieval times it simply meant the lending of money for interest, no matter how low. Any Christian today who accepts 3 percent interest on his bank savings or government bonds would have been regarded as a blackhearted usurer by the medieval Church, for the simple reason that the Church viewed the lending of money at interest as a mortal sin. How then could it permit Christians to lend money if that meant that their souls would go to hell? With the Jews it was another story. As the Jews were not Christians and in the eyes of the Church were going to hell anyhow, one more sin—that is, money-lending—could not add much to the punishment they would receive in the hereafter.

Although stereotypes may be built upon a grain of truth—as in propaganda and demagoguery—only one side of the issue is ever disclosed. That is the chief criticism of a play like The Merchant of Venice, but the question we have to ask is—what was Shakespeare trying to achieve by taking such a cheap shot at the Jew?




ו

One could simply accuse Shakespeare of mindless anti-Semitism—and perhaps not be far off the mark; after all, he was a white, middle class Christian. But “mindless” he wasn’t. The characteristic ambiguities are there, suggested by the line, “Which is the merchant here? and which is the Jew?”—an unnecessary question unless one must discriminate between two similar quantities. One could rephrase it, asking, “Which is the prodigal, and which is not?” Shylock says, “…I’ll go in hate, to feed upon/The prodigal Christian.” And later, referring to Antonio (whose ships have been lost), “There I have another bad match: a bankrupt, a prodigal, who dare scarce show his head on the Rialto.”

This “resonance” is noted by Moisan: “The word ‘prodigal’ occurs several times, twice on the tongue of Shylock, who employs it as a term of derision for Christians whose ‘prodigality’ clearly differentiates them from the ‘thrift’ Shylock tends to associate with his own endeavors.” That is to say, they are economically prodigal.

Another kind of “prodigality” is religious or ideological, suggested in section ד: the deviation of Christianity from its Jewish roots. In one of the most beautiful parables of the New Testament (Luke 15:11-32), Jesus describes the departure of a son from his father, the grief it causes the father, the son’s penitent return, and the father’s willingness to not only forgive but rejoice (much to the displeasure of the elder son—the non-prodigal). Christianity’s historical treatment of Jews, briefly recounted above, resembles the attitude of the elder son, who doesn’t understand his father: “Lo, these many years I have served you, and I never disobeyed your command; yet you never gave me a kid, that I might make merry with my friends. But when this son of yours came, who has devoured your living with harlots, you killed for him the fatted calf!” The accusation against Jews as Christ-killers is one of prodigality, but considering the implications of the Dead Sea Scrolls (not to mention Jesus’ own words and deeds, and those of his first followers), who is really the prodigal here? Putting that particular word in the mouth of Shylock carries some weight, I would argue.

Further ambiguity comes from the equation of usury to heresy: “That shylock should ‘choose’ to do wrong reminds us…of the simultaneously most damning and yet socially and ideologically most reassuring charge to be leveled at usurers in Shakespeare’s time, namely that usurers are heretics, willful choosers of the wrong course and, therefore, most deserving of unqualified reproach.” And if it is heresy, who is more culpable—the lender or the borrower? Even monarchs benefited from these services: “…that the resources of usurers were sought, not only by profligate young gentlemen and capital-hungry merchants, but by Parliament and the Queen herself, are facts well-established and oft remarked.” The analogy of the drug dealer can illuminate this nicely: without the existing demand for illegal drugs, the dealer would soon be out of business. The insistence of modern day governments in targeting the supply side of the problem is arguably the same kind of thinking that led Christians to condemn usurious Jews. But as history shows, today’s heretic is tomorrow’s prophet.

Finally, the play’s resolution is quite problematic, largely because it is so unreal. Part of that comes from the genre—comedy—with a less secure footing in “reality” than other forms of drama. While the Christian characters speak eloquently about mercy and kindness and justice, no one seems to notice how little of these virtues are afforded Shylock. While he certainly is villainous, and deserves to take a loss, and to be rebuked for his lack of charity, no rational person would say that his terminal fate is, in fact, just. In the end, the “Jew” is eliminated altogether—nullified like Saul of Tarsus. Assimilation complete. This prescient depiction of the “final solution” as comic relief (in many ways more frightening than tragedy), leads to at least one hypothesis regarding intent: parody.

References

Arp, Thomas R. Perrine’s Literature: Structure, Sound, and Sense. 7th ed. New York:
Harcourt Brace, 1998.
Auerbach, Erich. “Odysseus’ Scar.” in Mimesis. trans. William Trask. Princeton:
Princeton UP, 2003.
Dimont, Max I. Jews, God, and History. New York: Signet, 1962.
Forma Recepta Ecclesiae Orientalis A.D. 381. http://www.creeds.net/ancient/nicene.htm
Goldman, Albert. The Lives of John Lennon. New York: Bantam Books, 1988.
Harris, Sam. The End of Faith: Religion, Terror, and the Future of Reason. New York:
W.W. Norton, 2004.
Moisan, Thomas. “ ‘Which is the merchant here? and which is the Jew?’: Subversion and
Recuperation in The Merchant of Venice.” Shakespeare Reproduced. 188-206.

Wednesday, March 15, 2006

Solzhenitsyn and the Rhetoric of Suffering

August 1973: after 120 sleepless hours of brutal interrogation by Soviet Security officers, the Leningrad woman with whom Aleksandr Solzhenitsyn had entrusted a portion of his unpublished manuscript finally collapsed and revealed where she had hidden it. Shortly thereafter, she committed suicide. In the rather glum “author’s note” to The Gulag Archipelago, Solzhenitsyn wrote, “For years I have with reluctant heart withheld from publication this already completed book: my obligation to those still living outweighed my obligation to the dead. But now that State Security has seized the book anyway, I have no alternative but to publish it immediately.”

Solzhenitsyn’s book, a vast and deeply troubling work, opens a window onto the gruesome world of Soviet prisons—in all actuality death camps—where the author himself had survived a ten-year stretch for a political crime: privately criticizing Stalin’s policies in correspondence to a friend. But despite the oceans of darkness and horror that wash over the uninformed reader of this work, other themes manage to surface. One gets, for example, a real sense of the Russian character and comes away with heartfelt admiration for this people. Another, rather unexpected, theme is Solzhenitsyn’s account of the spiritual transformation that some (not all) experience after their incarceration. It is the liberating effects of suffering on the human soul that he speaks of, and that is our focus here.

Undoubtedly, much resistance to this notion of “noble” or “redemptive” suffering will be heard in protest, best exemplified by Bunyan’s Worldly Wiseman: “…hadst thou but patience to hear me, I could direct thee to the obtaining of what thou desirest, without the dangers that thou in this way wilt run thyself into; yea, and the remedy is at hand. Besides, I will add that instead of those dangers thou shalt meet with much safety, friendship, and content.” What person in his right mind would not prefer “safety, friendship, and content” to a life of hardship and humiliation? And what can a communist gulag possibly do to a man but break him in half? Indeed, the materialist society we’re all familiar with champions these very sentiments.

If there were no God, such arguments would ring true. And if man were nothing more than a highly-evolved beast, they would surely be true. The great spiritual traditions of humanity tell us otherwise, however. Eastern and Western systems alike eschew the arguments of worldly wisemen, calling the material world Maya (illusion) and asking, “What hath a man profited, to gain the world and lose his soul?” The spiritual life, the religious life, the life that results in greatness of soul (“mahatma” in Sanskrit) is diametrically opposed to the “way of the world”—and always has been. Holiness—that elusive word—means to be “set apart,” to live in the world and yet not be of it. First, a single man must be set apart; then a family and a clan; finally a people and nation. That is the essential story of the Hebrew Bible.

The “single man” I referred to is Jacob.

Jacob the Redeemer

Genesis 46 and 47 tells the story of Israel’s (Jacob’s) immigration to Egypt, along with 70 members of his household (not counting womenfolk). When summoned before Pharaoh he is asked about the days and years of his life, to which he responds, “…few and evil have been the days and years of my life…” (Gen. 47: 9). This is an odd thing for him to say, and easily overlooked in the overall sweep of the story. What could he have meant by the “evil” days of his life? One senses the bitterness of his words.

Jacob is traditionally portrayed as a controversial figure, one whose ethics are frequently called into question. In Genesis 25 he persuades Esau to sell the birthright for a pottage of lentils, and in 27 obtains Isaac’s blessing through trickery—actions for which narrow-minded moralists usually condemn him. Prenatal prophecy notwithstanding (Gen. 25:23), there is more at stake here than one brother outwitting another or the misdirection of primogeniture. Recovery of the original—meaning “divine”—human nature is the issue. The loss of that nature was the consequence of Adam’s downfall, who degraded from an original, pristine state to that of a barbarian. All of his descendents are “cursed” with a highly corruptible nature—men with a spiritual sensibility as dull as animals.

The birthright, therefore, symbolizes the original nature. Esau “despised his birthright” (Gen. 25:34), thinking so little of it that he sold it for supper. Jacob—the man chosen by God—understood its value and fought to obtain it, risking his life. That same theme of perseverance and eventual victory characterizes Jacob’s whole career. According to Auerbach, “…it is this history of a personality which the Old Testament presents to us as the formation undergone by those whom God has chosen to be examples.” One might ask: an example of what? What can the life of a herdsman who lived 4000 years ago possibly mean to us today?

The story of Jacob as recorded in Genesis is not simply a history of one man—it is in reality a model course for all men: the course of subjugating evil. To “subjugate evil” means that it must be made to naturally surrender. We’ve already considered the fundamental difference between the “way of the world” and the “narrow way” that Jesus so eloquently spoke of (Matt. 7:13-14). Evil subjugates good through force—with threats, intimidation, fear, violence, murder, even genocide. Good, however, cannot use these methods, even in the course of subjugating evil. Good uses the method of self-sacrifice; and herein lies the profound reason that good men must often suffer.

From The Gulag Archipelago:

This is the great fork of camp life. From this point the roads go to the right and to the left. One of them will rise and the other will descend. If you go to the right—you lose your life, and if you go to the left—you lose your conscience.
One’s own order to oneself, “Survive!,” is the natural splash of a living person. Who does not wish to survive? Who does not have the right to survive? Straining all the strength of our body! An order to all our cells: Survive! A powerful charge is introduced into the chest cavity, and the heart is surrounded by an electrical cloud so as not to stop beating. They lead thirty emaciated but wiry zeks three miles across the Arctic ice to a bathhouse. The bath is not worth even a warm word. Six men at a time wash themselves in five shifts, and the door opens straight into the subzero temperature, and four shifts are obliged to stand there before or after bathing—because they cannot be left without convoy. And not only does none of them get pneumonia. They don’t even catch cold…
Let us admit the truth: At that great fork in the camp road, at that great divider of souls, it was not the majority of the prisoners that turned to the right. Alas, not the majority. But fortunately neither was it just a few. There were many of them—human beings—who made this choice. But they did not shout about themselves. You had to look closely to see them.


Solzhenitsyn observes that despite the horrific conditions of the gulags (where the prisoners are simultaneously starved and worked to death—literally), suicide rates were remarkably low. Much lower than in the general population. In an environment where death is all around—and some would even think, welcome—men tenaciously cling to life. It seems the residual power of the human spirit thrives in circumstances where the flesh is shackled and tormented. This is one reason that religions not only survive but prosper under persecution. It was not the greatness of the Gospel that enabled Christianity to conquer Rome, but the blood of its martyrs. Indeed, had Rome only tolerated early Christianity it would likely have died out.

At the same time, one might ask: what was it that finally defeated the Soviet Union? Credit is usually given to Ronald Reagan, or factors such as economic pressures. These are but surface phenomena, however. The deeper, underlying cause has to be the suffering of Russian people themselves—and the blood of the uncounted millions who perished.

Refuge in Haran

The story of Jacob’s twenty years in Paddan-aram (Haran) is truly heroic: he becomes a servant to Laban for seven years in exchange for Rachel, but at the end has Leah forced on him too—for which he must serve an additional seven years. During this time children are born, but there is little domestic bliss. Another dispute arises over his “wages” of livestock. His desire to return home is again thwarted by Laban’s deceit, but he manages to outwit his uncle with an ingenious breeding program. All the same, it tacks another six years onto his sentence. Genesis 30:43 concludes, “Thus the man [Jacob] grew exceedingly rich, and had large flocks, maidservants and menservants, and camels and asses.”

The story is heroic, but just reading the text hardly gives one a taste for what he must have gone through. There is the matter of the twenty years, for example. Twenty years takes one from the ebullience of youth to the onset of middle age. Thus, the prime of Jacob’s life is poured not into self-aggrandizement, but virtual slavery. He becomes a husband and a father but his family is torn by jealousy (among the wives) and enmity (among his sons). Disharmony in the home is a miserable thing. Then there was the animosity that had grown between him and Laban. Such was the rancor between them that Jacob flees in secret—as he once fled Esau—fearing for his life. Laban and his sons are soon in hot pursuit (and it is not merely to bid Jacob goodbye!); if not for God’s intervention, that might have been the end for our hero. Once again, “…few and evil have been the days and years of my life…”

From The Gulag Archipelago:

No one is going to argue. It is pleasant to win. But not at the price of losing one’s human countenance.
If it is the result which counts—you must strain every nerve and sinew to avoid general work. You must bend down, be servile, act meanly—yet hang on to your position as a trusty. And by this means…survive.
If it is the essence that counts, then the time has come to reconcile yourself to general work. To tatters. To torn skin on the hands. To a piece of bread which is smaller and worse. And perhaps…to death. But while you’re alive, you drag your way along proudly with an aching back. And that is when—when you have ceased to be afraid of threats and are not chasing after rewards—you become the most dangerous character in the owl-like view of the bosses. Because…what hold do they have on you?


This is a variation of the “ends versus means” debate: do the ends justify the means? If the result is an Aristotelian good (towards which all things strive), why wouldn’t virtually any means to get there be permissible? Totalitarian ideologies use this argument religiously—e.g., the “dictatorship of the proletariat” may be a harsh and unfortunate stage of the Revolution, but in the end the dictatorship will “wither away” as pure communism blossoms. So if 5 million, 10 million, or 15 million people die in the meantime, that is a tragedy…but think of the larger good! Stalin destroyed perhaps 20 million lives in his (successful) modernization program, using the gulags as a source of free labor. And their usefulness as a sort of shredding machine into which political opponents (real or imagined) could be fed must not be overlooked.

But on the other side of the barbed wire fence, and on a much smaller scale, the zeks facing ten-year or twenty-year sentences had to resolve that debate on their own. Once the irrevocable command “Survive!” becomes the center of one’s being, the great fork in the road appears. Solzhenitsyn writes, “But simply ‘to survive’ does not yet mean ‘at any price.’ ‘At any price’ means: at the price of someone else.” Those who took the left road—the one descending into hell—were those who avoided general work, seeking soft, “cushy” jobs (hospital orderlies, office workers, cooks, mess hall attendants, etc.), and were more likely to survive. These were the hated pridúrki—translated into English as “trusties.”

The less traveled road—the one of ascent—most likely had death waiting somewhere along the way. The man with a clean conscience takes this road; he does not shirk general work but embraces it. His reward: suffering and deprivation. The zeks on this road died off much quicker. But as Solzhenitsyn notes, this sort of person is the greatest threat to the Authorities.


Receiving the Name “Israel”

The question may arise: why does God choose one particular man (and by extension, a people) for blessing, while apparently ignoring untold millions? Many factors may be involved, but undoubtedly a certain disposition is required: one that places a higher value upon spiritual things than upon creature comforts; a willingness to sacrifice and deny the self; the ability to endure long years of toil and loneliness with little or no reward. The sad truth is that most people are too self-centered and too immersed in their own desires to be of much use to God. For the “chosen one” is invariably placed in dangerous and miserable situations—such as that of Jacob in Haran—where he must endure many things. In other words, blessing is not automatic: it only comes after a long period of suffering.

The most important thing: the man must not collapse or cave in under pressure. He must resist to the very end, even unto death if need be. Only a man with a real backbone can be called victor. Genesis 31 describes the final confrontation between Jacob and Laban, after which Laban relents, saying, “‘The daughters are my daughters, the children are my children, the flocks are my flocks, and all that you see is mine. But what can I do this day to these my daughters, or to their children whom they have born? Come now, let us make a covenant, you and I; and let it be a witness between you and me.’” (Gen. 31:43-44). Thus, Jacob brought evil to a natural surrender—the first instance of three.

At the ford of Jabbok, during the night, he was attacked by an angel (referred to as “a man”) whom he wrestled. When Jacob prevailed—getting him into an unbreakable grip—the angel dislocated his thigh. But he was forced to bless Jacob, saying, “‘Your name shall no more be called Jacob, but Israel, for you have striven with God and with men, and have prevailed.’” (Gen. 32:28). The second instance of three.

Messengers had been sent ahead, warning Esau of Jacob’s imminent arrival. Nursing a twenty year-old grudge, Esau assembles a force of 400 armed men—his little “welcoming committee.” Jacob’s response is a classic example of how good triumphs over evil: first he presents Esau with a gift of vast wealth—hundreds of animals from his flocks, along with servants bearing rehearsed messages of good will (fine use of rhetoric here); finally, he humbles himself—bowing to the ground seven times when face to face with his brother. This was more than even Esau could bear, and “…Esau ran to meet him, and embraced him, and they wept.” (Gen. 33:4). The third instance of three.

Thereafter, the destiny of God was with the people of Israel.

From The Gulag Archipelago:

And as soon as you have renounced the aim of “surviving at any price,” and gone where the calm and simple people go—then imprisonment begins to transform your former character in an astonishing way. To transform it in a direction most unexpected to you.
And it would seem that in this situation feelings of malice, the disturbance of being oppressed, aimless hate, irritability, and nervousness ought to multiply. But you yourself do not notice how, with the impalpable flow of time, slavery nurtures in you the shoots of contradictory feelings.
Once upon a time you were sharply intolerant. You were constantly in a rush. And you were constantly short of time. And now you have time with interest. You are surfeited with it, with its months and its years, behind you and ahead of you—and a beneficial calming fluid pours through your blood vessels—patience.
You are ascending…
Formerly you never forgave anyone. You judged people without mercy. And you praised people with an equal lack of moderation. And now an understanding mildness has become the basis of your uncategorical judgments. You have come to realize your own weakness—and you can therefore understand the weakness of others. And be astonished at another’s strength. And wish to posses it yourself.
The stones rustle beneath our feet. We are ascending…


It all seems counterintuitive: by refusing to seek rewards, one finds an unexpected reward—the greatest of them all. By surrendering to the enemy one wins the war. By embracing the chains and fetters (instead of struggling against them) freedom emerges. This is not a call to pacifism, but to subjectivity—meaning: each man is the captain of his own soul. Contrary to traditional religious teachings, God does not “judge” anyone, sending them to heaven or to hell. Each individual makes that choice for him or her self. Like prisoners in the gulags, each person at some point comes to a moral fork in the road—and not just once, but many times in life. The pathway of the righteous is far less attractive than the other: there is no material gain here, no praise of one’s fellows, no recognition and acclaim; friends are few (or non-existent), families torn asunder; only suffering and privation seem assured. The reward, however, is so priceless that all the wealth on earth cannot buy it: inner peace. And there is an accord with God that is so subtle and sublime that one does not even need to believe in God to achieve it!

Subjectivity does not mean, of course, that one can control one’s environment. In fact, such control may be an impossibility. Struggling against one’s surroundings in that sense is a bit like resisting the aging process. Nothing can stop you from getting older (except death), so a wise man will anticipate it, embrace it, and try to learn from it. Likewise, no one can avoid moral dilemmas and the anxieties that accompany them. It is not what happens to you that counts, but how you choose to respond.

The Will Passes to Joseph

The suffering of Jacob was far from over, however. The time of sojourning in Haran and in the land of Canaan was a time of building and accumulating: He built a family that could inherit the tradition of God; he sired the Patriarchs of the Chosen People; he accumulated great wealth and prospered in Canaan—for a time. One might think that his remaining days would be carefree and blessed. But seldom is that so for those who embrace the Will of God.

Through twenty years of suffering and endurance he emerged victorious over his adversaries and established a spiritual foundation—a foundation that would one day erect a nation, and in fact lay the cornerstone of Western Civilization. But the program of expansion and development had to pass to the next generation. Just as the Will had passed from Abraham to Isaac and to Jacob, it now passed to Joseph.

According to Genesis 37:3, “…Israel loved Joseph more than any other of his children, because he was the son of his old age…” One may notice the pattern of God favoring the younger son over the elder: Abel, Isaac, Jacob—all were younger than their “troublesome” brothers (Cain, Ishmael, Esau). The pattern repeats itself with Joseph, only he has eleven brothers to contend with—all except Benjamin are older than he. Israel’s favor takes the form of a special robe with long sleeves, but not surprisingly, “…when his brothers saw that their father loved him more than all his brothers, they hated him, and could not speak peaceably to him” (Gen. 37:4). Another pattern: conflict and potential fratricide. At first they decide to kill the seventeen year-old and claim that a wild animal did it, but then think better of it (the problem: what to tell Dad…) Of the brothers, only Reuben seems conscience stricken, yet is so intimidated by the others that he uses subterfuge: later, when no one is looking, he plans to rescue Joseph and get him back to the house, safe and sound. But Judah suggests selling the boy into slavery to a group of Ishmaelites passing by on their way to Egypt. And they do.

The deceit of the brothers—showing the torn robe with goat’s blood smeared on it—was a crushing blow to the father: “Then Jacob rent his garments, and put sackcloth on his loins, and mourned for his son many days. All his sons and all his daughters rose up to comfort him; but he refused to be comforted, and said, ‘No, I shall go down to Sheol to my son, mourning.’ Thus his father wept for him” (Gen. 37:34-35).

After all Israel had accomplished for God over many years, his reward took the form of even more grief.

From The Gulag Archipelago:

[These are the last words of a man killed in prison, spoken to Solzhenitsyn]: “…I have become convinced that there is no punishment that comes to us in this life on earth which is undeserved. Superficially it can have nothing to do with what we are guilty of in actual fact, but if you go over your life with a fine-tooth comb and ponder it deeply, you will always be able to hunt down that transgression of yours for which you have now received this blow.”
…I would have been inclined to endow his words with the significance of a universal law of life. However, one can get all tangled up that way. One would have to admit that on that basis those who had been punished even more cruelly than with prison—those shot, burned at the stake—were some sort of super-evildoers. (And yet…the innocent are those who get punished most zealously of all.) And what would one then have to say about our so evident torturers: Why does not fate punish them? Why do they prosper?
And the only solution to this would be that the meaning of earthly existence lies not, as we have grown used to thinking, in prospering, but…in the development of the soul. From that point of view our torturers have been punished most horribly of all: they are turning into swine, they are departing downward from humanity. From that point of view punishment is inflicted on those whose development…holds out hope.


What is this heresy? —the meaning of earthly life is not for material prosperity? In George Orwell’s Animal Farm the animals—led by the pigs—stage a revolution and create a “worker’s paradise” (after getting rid of the farmer). At first, everything is idealistic: equality for all animals! But slowly, gradually, the pigs consolidate their power and reduce all the other animals to slavery. In the final, disturbing passages of the book, the pigs—the swine—dine at a table with men, gorging themselves on fine cuisine; and it is noted that the men have come to resemble the swine so closely that it is hard to tell them apart.

Prosperity, it would seem, comes to those with the temerity to take—and not with bullets and knives, but with legislation; with torts; with diplomacy; with laissez faire. Stealing with a fountain pen, as Woody Guthrie put it. The illusion of power, of influence, of gratification, of possession, is belied by the corrupting effect on the human soul and by the remorseless passage of time: everyone repays their debt to Mother Earth. And we leave this world as empty-handed as when we entered it—without even a stitch of clothing. What then remains?

Reunion of Father and Son

One sees the recurring theme: loss of a son. The Bible may not be explicit, but we can assume that human nature is much the same now as it was then. What can be more grievous than the death of a child? When Cain murdered Abel, Adam lost a son; Noah had to curse his son Ham after the flood; Abraham was required to sacrifice Isaac; Isaac went to his grave with his sons fighting, and Jacob in exile; now Jacob suffered the (apparent) loss of his favorite, Joseph.

God knew that Joseph was in fact alive, but allowed Jacob to grieve his loss nonetheless—for twenty long years. What kind of cruel God is this? Rabbi Harold Kushner addresses this very question in his profound book, When Bad Things Happen to Good People. Kushner—a good and decent man—lost his beloved son, and had to struggle with these questions (not to mention people’s clumsy attempts to “comfort” him). In the end he came to two possible answers: 1) God is all-powerful but allows good people to suffer nonetheless; therefore, His “goodness” should be called into question; 2) God is completely good and would not allow people to suffer needlessly; therefore, His “omnipotence” should be called into question. Kushner decided that #2 was the most likely truth: God is not as “all-powerful” as we customarily imagine. Even God has limits; there are some things even He cannot do.

Such a Supreme Being is much more human than we typically think. If there is such a thing as “human nature,” then it had to have come from somewhere. Actually, it originates from God Himself, a fact that Genesis 1:26 alludes to: the “image” in this passage means essence (rather than form)—God and man are fundamentally alike. And if man has the capacity for grief, so does God. If God’s central figures have to endure the loss of their sons, perhaps there is a meaning in that. Perhaps God had to endure something like that too.

Like his father, Joseph grew to manhood in exile and managed to prevail over his enemies, eventually becoming governor in Egypt at age thirty (Gen. 41:46). As promised to Pharaoh, during the seven years of plenty he stored away grain and provisions—knowing that seven years of famine were coming. And when the famine came, Egypt was about the only place around that had food. This brought the sons of Israel down from Canaan, and Joseph one day found himself looking into the faces of his treacherous, deceitful brothers. Instead of taking revenge upon them, however, he jerked them around for a while (taking advantage of the fact that they didn’t recognize him), and finally revealed himself. Genesis 45:14-15 recounts a scene reminiscent of the Jacob-Esau reunion: “Then he fell upon his brother Benjamin’s neck and wept; and Benjamin wept upon his neck. And he kissed all his brothers and wept upon them; and after that his brothers talked with him.”

When Israel heard this news—after twenty years of sorrow—“…his heart fainted, for he did not believe them. But when they told him all the words of Joseph, which he had said to them, and when he saw the wagons which Joseph had sent to carry him, the spirit of their father Jacob revived; and Israel said, ‘It is enough; Joseph my son is still alive; I will go and see him before I die.’” (Gen. 45:26-28). So the Israelite clan gathered in Egypt with Pharaoh’s blessing—centering on the father and son reunion—as the hard and almost thankless life of Jacob neared its end.

From The Gulag Archipelago:

Along our chosen road are twists and turns and twists and turns. Uphill? Or up into the heavens? Let’s go, let’s stumble and stagger.
The day of liberation! What can it give us after so many years? We will change unrecognizably and so will our near and dear ones—and places that were once dear to us will seem stranger than strange.
And the thought of freedom after a time even becomes a forced thought. Farfetched. Strange.
The day of “liberation”! As if there were any liberty in this country! Or as if it were possible to liberate anyone who has not first become liberated in his own soul.
The stones roll down from under our feet. Downward, into the past! They are the ashes of the past!
And we ascend!
…With the years, armor-plated restraint covers your heart and all your skin. You do not hasten to question and you do not hasten to answer. Your tongue has lost its flexible capacity for easy oscillation. Your eyes do not flash with gladness over good tidings nor do they darken with grief.
…And now the rule of your life is this: Do not rejoice when you have found, do not weep when you have lost.
Your soul, which formerly was dry, now ripens from suffering. And even if you haven’t come to love your neighbors in the Christian sense, you are at least learning to love those close to you.
Those close to you in spirit who surround you in slavery. And how many of us come to realize: It is particularly in slavery that for the first time we have learned to recognize genuine friendship!



Why Man Must Suffer

All this is not to glorify suffering as an end unto itself. On the contrary, it is the means to an end—reunion with God. And ultimate joy. Or, to be more specific, recovery of the original human nature. After the period of suffering ends (and for some, unfortunately, this will coincide with death) comes blessing, and transcendence. The great religious institutions that have developed around man’s encounter with the Divine, frankly, don’t do justice to that encounter. Doctrines, dogmas, rituals, and creeds (upon which institutions depend) tend to calcify and ultimately entomb the experience. God is just as alive today as he was in biblical times, but the fundamental difference between good and evil is unchanging over time.

It is not that some are good and others are evil—all individuals are an admixture of both—but how a person becomes one or the other. Solzhenitsyn recounts his journey:

It was granted me to carry away from my prison years on my bent back, which nearly broke beneath its load, this essential experience: how a human being becomes evil and how good. In the intoxication of youthful successes I had felt myself to be infallible, and I was therefore cruel. In the surfeit of power I was a murderer, and an oppressor. In my most evil moments I was convinced that I was doing good, and I was well supplied with systematic arguments. And it was only when I lay there on rotting prison straw that I sensed within myself the first stirrings of good. Gradually it was disclosed to me that the line separating good and evil passes not through states, nor between classes, nor between political parties either—but right through every human heart—and through all human hearts. This line shifts. Inside us, it oscillates with the years. And even within hearts overwhelmed by evil, one small bridgehead of good is retained. And even in the best of all hearts, there remains…an unuprooted small corner of evil.

There is no magic transformation—sinners becoming saints overnight. Auerbach points out that, “Each of the great figures of the Old Testament, from Adam to the prophets, embodies a moment of this vertical connection. God chose and formed these men to the end of embodying his essence and will, yet choice and formation do not coincide, for the latter proceeds gradually, historically, during the earthly life of him upon whom the choice has fallen.”

I wanted to examine Jacob’s life because it exemplifies the principle of victory through suffering most clearly—but any historical figure could have served: Noah, Abraham, Moses, Elijah, King David, any of the prophets. None of this, however, answers the central question of… why? Why the misery and suffering? The answer—which may be surprising to some—is because God suffers. The Creator has suffered in terrible silence from the time of Adam’s downfall. The nightmare of human history as it has unfolded—filled with war and bloodshed and cruelty—is a source of untold grief to God. The earth was created, after all, to be a paradise—for God and man. One who would be called a “man of God” or “patriarch” or “saint” must inevitably taste of God’s unending grief. How can we be related to the Creator without also sharing his burdens? At the same time, however, God cannot be defeated: good will ultimately prevail over evil, even if we do not live to see it. Therefore, Jacob’s historic victory was both a sign of things to come and an example for all humanity.